Arizona MCLE - Corporate Law Courses

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  • Antitrust Primer in The Age of The Internet/Information

    What is driving the recent upsurge in competition law enforcement by the FTC, the DOJ Antitrust Division, the States and in private litigation? To address this question, this course provides an antitrust primer with background from key, foundational cases addressing single firm and joint conduct that violate the antitrust laws. We then focus on the major antitrust cases recently brought by the government targeting alleged monopolists with platform dominance in the Tech Sector. More Info

    $150
    3.25General Credits
  • Franchise Law: From Contract Negotiation to Litigation

    This CLE will cover franchise agreements; from negotiation of the terms prior to signature as well as issues to address during the course of litigation and/or termination. Attendees will be guided through how to negotiate specific provisions that will affect a client’s rights, as well as which areas of the agreements are typically litigated and how to demand and get the necessary information to effectively represent clients in court. More Info

    $50
    1General Credit
  • Corporate Transparency Act: Critical Terms and Concepts

    The Corporate Transparency Act went into effect January 1, 2024, under which the beneficial owners of almost every entity will need to be reported to FinCEN unless a specific statutory exception applies. Existing entities will have one year to comply, while newly formed entities will have only 90 days to register. This presentation is intended as an introduction to the CTA, which will impact the practice of almost every attorney who forms, operates, transfers, or otherwise works with... More Info

    $50
    1General Credit
  • Corporate Transparency Act: Lessons from Round One of Implementation

    Since January 1, 2024, many legal entities operating in the United States—including domestic and foreign entities—have been considering whether to file beneficial ownership information ("BOI") reports with the Financial Crimes Enforcement Network ("FinCEN"), pursuant to the Corporate Transparency Act ("CTA"). While only new entities will be subject to reporting requirements at first, thousands of those are formed every day who will need to understand—and apply—these new regulations wit... More Info

    $50
    1General Credit
  • Unusually Important Federal Tax Cases: What Attorneys Need to Know

    This CLE program covers six federal taxation cases of recent vintage that are important for tax attorneys to commit to memory. Business law attorneys, who often find themselves in federal taxation deep water, can benefit from this Program because they will gain appreciation of the way federal tax law may change through court opinions in contrast to Congressional legislation and Department of Treasury tax regulation writing. The cases together cover following taxation topics: Valuati... More Info

    $100
    2General Credits
  • International Intellectual Property Transactions in Many Countries

    This CLE Course will briefly review the basics of the intellectual property categories recognized under the laws of the United States and many other countries, and the ways that the associated intellectual property rights can be registered internationally. This CLE will move quickly to issues relating to why protection under these categories is not good enough, and to developing business activities that hard to condense into the traditional IP categories. This CLE will raise question... More Info

    $75
    1.5General Credits
  • Basic Business Lawyering For Small Company Clients

    Providing business law services to small company clients is similar to…but is not the same …as doing so for a medium sized or larger company. This CLE course is primarily directed to (a) beginning lawyers who plan to practice business law; (b) experienced lawyers who have switched, or plan to switch from other practice areas to business law and (c) in either case, to mostly represent “smaller” companies (e.g., typically less than $100M annual revenue; less than 500 employees). The cour... More Info

    $175
    3.5General Credits
  • The Progression of Regulation Best Interest and Form CRS

    During this CLE session, panelists discuss recent observations on firm adherence to Regulation Best Interest and Form CRS and share guidance on Reasonably Available Alternatives, the Care Obligation, and Conflicts of Interest. This session will discuss: Actions: ­ Recent SEC and FINRA findings in Reg BI and Form CRS Interpretation, guidance and best practices: ­ Recent SEC and FINRA findings in Reg BI and Form CRS ­ Reg Notice 23-20 ­ Form CRS FAQs ­ Reasonably Available Alter... More Info

    $50
    1General Credit
  • Technology Governance: Mitigating Risk Throughout the Vendor Lifecycle

    This CLE course dives into factors firms should consider when outsourcing activities or functions to third-party providers. Hear from panelists as they discuss how to mitigate vendor risk with strong technology governance programs that encompass the lifecycle of vendor engagement, from onboarding, performing ongoing due diligence, responding to events, and offboarding. This session will discuss: Vendor Management and Due Diligence Regulatory Notice 21-29 (FINRA Reminds Firms of their... More Info

    $50
    1General Credit
  • Promoting Market Integrity: FINRA’s Role in Market Structure

    Hear regulatory and industry perspectives on FINRA’s role in promoting market integrity and on the new and evolving rules such as current market structure proposals, securities lending and how transparency initiatives are shaping the market. This CLE discusses: New and emerging rules SEC market structure proposals, securities lending, and other transparency initiatives More Info

    $50
    1General Credit

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