Crypto Assets: Trends, Regulatory Developments and Resources

SKU: SEC079

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About This Course

Join this session to learn about the latest cryptocurrency regulatory developments including the crypto-assets retail communications sweep and rule proposal, current trends in crypto misconduct, and resources and guidance firms can leverage.

This session will discuss:

• Regulatory Developments:

  • ­ Crypto-assets retail communications sweep published in December 2023
  • ­ Disclosure concerns with OBAs/private securities transactions and net capital issues
  • ­ Themes from crypto survey (regarding firms’ direct and indirect involvement with crypto asset-related activity). To be published Q1 2024. OSE is working with RM on this effort.
  • ­ Discuss crypto communications rule proposal (if released)
  • ­ New developments in bitcoin ETFs

• Trends in crypto misconduct

  • ­ CAI - Financial Crimes: Recent scams, Market manipulation
  • ­ CAST – What we’re preparing to deal with
  • ­ Lab - Issues and typologies that are unique to crypto that Lab is looking into
  • ­ New and unique set of tooling to deal with these threats and the work of CAI/CAST/Lab to align efforts

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