Colorado CLE - Business Law Courses
This is a listing of Business Law CLE Courses for Colorado. Please make your selection below of Colorado CLE courses. Click "Add To Cart" to purchase Individual CLE Courses. For more information about a particular CLE course, click on the "More Info" link. Click the "Preview" button to view a short preview of the course.
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Variable Products & Retirement Planning
Join FINRA staff and industry practitioners as they discuss variable and retirement planning productions. The panelists also explore frequently asked questions and discuss regulatory challenges. Topics Discussed: Summarize how to create a variable product communication with respect to content and performance. Address selected topics, such as supplemental hypothetical illustrations, comparisons and complexity of contracts and investment options. Understand the legal perspective on th... More Info
$501General Credit -
Ad Review Workshop: Part 1
During this highly interactive and dynamic session, attendees apply FINRA advertising rules to several mock advertisements and uncover the hidden concerns. Attendees work in small groups and present their findings to fellow participants, while moderators present the regulatory perspective, clarify any misperceptions and answer questions. More Info
$501General Credit -
Current Communications with the Public Regulatory Issues
Join FINRA staff and industry panelists for an in-depth conversation on current advertising regulatory issues, including the new Investment Advisers Act Marketing Rule. Topics Discussed: Learn about recent communications rule changes and proposals. Understand how the new IA Marketing Rule will impact firm communications. More Info
$1002General Credits -
Exempt Offerings
This CLE program focuses on industry and regulatory developments related to Reg D and Reg A+ offerings. During the session, panelists discuss common concerns and recent regulatory findings. Speakers provide practical information and effective practices for firms offering these products to retail investors and discuss Regulatory Notices 20-21 and 21-26. More Info
$501General Credit -
Investment Companies Current Topics
Join FINRA staff and industry panelists as they discuss topical advertising compliance issues concerning registered investment companies, including mutual funds, ETFs and closed-end funds. Panelists cover the compliance challenges associated with complex products such as single stock ETFs, crypto futures funds, non-transparent ETFs and ESG focused investments. The panel also includes discussions regarding regulatory interpretations and compliance tips. More Info
$501General Credit -
Complexities of Acquiring Control: Where the Fed’s Control Rule Meets Other Regulatory Definitions
The Federal Reserve finalized revisions to its approach for determining whether one company has control over another for purposes of the Bank Holding Company Act and the Home Owners’ Loan Act, as amended. While in many respects the final rule codified the Fed’s existing control standards, it also introduced new concepts and raised critical questions about the industry should implement the rule in practice. Over the last two years the industry has grappled with how to apply these revisi... More Info
$1002General Credits -
Drafting Comic Book Contracts: A Practical Guide
In this CLE program, attendees will learn key comic book agreement provisions, engage in client interview exercises tailored to the comic book industry, dive into mock negotiations, and issue-spot common problems in publishing contracts. Facilitated by seasoned comic book publishing attorneys, attendees will get a chance to issue-spot, draft, and engage in mock negotiations. More Info
$1002General Credits -
Hero-at-Law: The Law and Practice of Representing Comic Book Creators and Publishers
In this CLE course, we present an overview of the comic book industry over the past two years, highlight new areas of litigation and transactional work, and provide the fundamentals of representing comic book industry clients. We will explore the pros and cons of AI-generated works and myriad new cases impacting the comic book and graphic novel publishers and the attorneys who represent them. More Info
$1503General Credits -
Transnational Legal and Cultural Issues Arising when Doing Business Internationally
This CLE course covers issues of concern when documenting transactions which must satisfy more than one legal system (transnational transactions). This will be clarified with examples of American businesses doing business in China. The course emphasizes the need to understand and interpret laws and regulations in the context of the culture of the place where business is being conducted. Since a lawyer must document the business concerns of the parties, understanding those concerns a... More Info
$1002General Credits -
Shoemakers with Barefoot Children: What Attorneys Need to Know About Their Own Estate Planning
This CLE program will feature a discussion of how to make an action plan to protect yourself, your family and your practice. This practical "how to" program will review practical asset protection planning steps practitioners should consider, current generation of insurance options that may help practitioners and other practical steps they should consider. While many of these planning ideas are suitable for clients, the focus of this program is helping YOU – the practitioner. More Info
$501General Credit