In an ongoing dialogue, regulators and industry practitioners come together to delve into a wide array of current topics and delve deep into the valuable lessons learned through their experiences with Reg BI (Regulation Best Interest) and Form CRS (Customer Relationship Summary). This collaborative discussion explores the multifaceted aspects of these regulatory frameworks, encompassing not only effective practices implemented within firms but also the examination experiences encountered along the way.

By examining these regulations from diverse angles, participants gain a comprehensive understanding of the challenges and opportunities they present, fostering an environment of continuous learning and improvement in the industry.