New Jersey CLE - Corporate Law Courses
CLE Courses Available on DVDs, Audio CDs, USB Stick, Online & iOS/Android App and Live Webinars!
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On-DemandCD/DVD/USB, Online, iOS/Android App
Ask FINRA Senior Leaders
During this CLE session, FINRA senior staff provide updates on key regulatory issues and initiatives. Panelists address questions relating to FINRA’s risk-based examination program, disciplinary actions, market regulation programs and new and anticipated rules, among other topics. This session will discuss: Modernization of FINRA Rules in a post-COVID world (RSL, Remote Inspection Pilot), the current regulatory landscape and FINRA Rulemaking, Risk Monitoring Questionnaires, Exam Moder... More Info
$501.2General Credits -
On-DemandCD/DVD/USB, Online, iOS/Android App
Compliance and Legal Trends in The Financial Industry
Join industry leaders for an in-depth discussion on the latest legal trends, critical focus areas, and innovative strategies shaping legal and compliance functions within financial firms. This CLE session will provide valuable insights into how these changes are impacting the sector and share their approaches to navigating evolving business, regulatory, and technological landscapes. Key topics will include: Regulatory Burden: Understand the complexities and increasing demands of re... More Info
$501.1General Credits -
On-DemandCD/DVD/USB, Online, iOS/Android App
Telling Them What They Don’t Want to Hear: Maintaining Your Ethics and Your Client Relationships
This CLE course covers the interplay of (1) ethical issues and (2) relationship issues in talking with clients about things they don’t necessarily want to hear. These things include talking with them about (a) when things don’t go the way you’ve planned; (b) when you’ve made a mistake; (c) when they have what you think is a bad idea; (d) when you don’t believe them; (e) when they want you to do something inappropriate; and (f) when they may be mentally incompetent. The perspective is t... More Info
$501.3Ethics Credits -
Live WebinarFriday, August 23, 202412:00 PM - 1:00 PM Eastern Time (EDT)
Live Webinar: Franchise Law
A full description of this course will be coming soon. Stay tuned! More Info
$501.1General Credits