NY New Admit Securities Law Bundle - New York CLE

Newly Admitted attorneys in New York can satisfy their Professional Practice and Law Practice Management credits in any approved format including non-participatory formats such as On-Demand online courses. This bundle contains all 7 credits of On-Demand transitional courses in the areas of PP/LPM for 1st or 2nd year Newly Admitted attorneys.

CLE Courses Available on DVDs, Audio CDs, USB Stick, Online & iOS/Android App!

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7
Credit Hours
of CLE Lectures
Save $151
Only $199
Save $151
Courses priced individually at $350
  • 1 Cybersecurity
  • 6 PP/LPM

NY New Admit Securities Law Bundle Includes:

  • $50

    The State Of The Art of Investment Advisor Regulations

    Prof Practice Credits: 1

    This CLE course explores the latest developments in Investment Adviser Regulation, focusing on practical steps for investment advisers in light of the Fifth Circuit's decision to vacate the SEC's recent Private Investment Adviser regulations. We'll examine why the SEC chose not to appeal the ru...

  • $50

    Compliance and Legal Trends in The Financial Industry

    Prof Practice Credits: 1

    Join industry leaders for an in-depth discussion on the latest legal trends, critical focus areas, and innovative strategies shaping legal and compliance functions within financial firms. This CLE session will provide valuable insights into how these changes are impacting the sector and share their...

  • $50

    Crowdfunding Capital Raises: Considerations for Broker-Dealers & Funding Portals

    Prof Practice Credits: 1

    This CLE session explores aspects of Regulation CF and considerations for broker-dealers and funding portals within the crowdfunding realm. Join panelists at this session to gain knowledge on emerging regulatory risks and practices broker-dealers and funding portals can implement to stay in complia...

  • $50

    The Progression of Regulation Best Interest and Form CRS

    Prof Practice Credits: 1

    During this CLE session, panelists discuss recent observations on firm adherence to Regulation Best Interest and Form CRS and share guidance on Reasonably Available Alternatives, the Care Obligation, and Conflicts of Interest. This session will discuss: Actions: ­ Recent SEC and FINRA findings in...

  • $50

    Crypto Assets: Trends, Regulatory Developments and Resources

    Prof Practice Credits: 1

    Join this session to learn about the latest cryptocurrency regulatory developments including the crypto-assets retail communications sweep and rule proposal, current trends in crypto misconduct, and resources and guidance firms can leverage. This session will discuss: • Regulatory Developments:...

  • $50

    Financial Crimes: Outpacing the Threats

    Prof Practice Credits: 1

    This CLE will explore how threat actors are attempting to defraud investors through tactics including market manipulation, new account fraud, cryptocurrency and generative AI. Panelists address the most prominent threats and share effective practices and resources to help firms proactively combat c...

  • $50

    Cybersecurity and Data Privacy Obligations for Lawyers

    Cybersecurity Credits: 1

    This CLE course will focus on cyber threats to the legal community, why hackers find lawyers to be productive targets, the costs of data breaches, and a lawyers cybersecurity obligations, including in the context of ESI. This course will include discussions on general ethical responsibilities o...

7
Credit Hours
of CLE Lectures

CLE Your Way, Anywhere!
DVDs, Audio CDs, USB Stick, Online & iOS/Android App included at no extra charge!

Course Media Options
Only $199
Save $151
Courses priced individually at $350

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