Washington DC CLE - Securities Law Courses

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  • Special Board Committees

    Panel 1: Special Committees for Investigations and Litigation The panel will discuss the roles of special committees in investigations and litigation; defining the scope and delegation of authority; demands on boards, conflicts, independence; extent of inquiry; legal standard for adequacy of investigation; reports to the board, special committee reports to boards—written or oral; and waiver of privilege. Panel 2: Special Committees for Evaluating Transactions Our panelists... More Info

    $100
    2.25Total Credits
    1 Ethics
  • Collateralized Debt Obligations and Credit Default Swaps: A Guide for Lawyers

    Collateralized Debt Obligations (CDOs) and Credit Default Swaps (CDS) have played and continue to play prominent roles in the global capital markets. What's the difference between a CDO and a CLO? What are TruPs CDOs? And why are they so controversial? Cut through the headlines and get a real understanding of CDOs and CDSs, how they are structured and the litigation landscape regarding these investments today. This informative CLE course, presented by New York attorney and CDO and... More Info

    $125
    2.75General Credits
  • What Attorneys Need to Know About Capital Markets and Ratings

    Ever wonder about what a rating means or why ratings are so important in today's global economy? What role did ratings play in the run up to the Credit Crisis? This informative CLE course, presented by New York attorney and ratings expert Jack Chen, explains everything a lawyer should know about ratings and rating agencies. The course examines the regulatory framework and explains who uses ratings and why they are here to stay. Any practitioner who works with debt securities, derivatives or... More Info

    $50
    1.25General Credits
  • Introduction to Structured Finance

    RMBS, CMBS, CDOs, SIVs can seem like alphabet soup yet they play an integral part of the global economy and capital markets. Some will even allege that these sophisticated financial products were responsible for the credit crisis that nearly destroyed the global economy. What are these structured products, how do they work and who created them? This informative CLE course, presented by New York attorney and subject matter expert Jack Chen, explains the essential characteristics of structu... More Info

    $75
    1.25General Credits
  • Lawyers and Accountants– An Interdisciplinary Dialogue: Issues and Understandings

    When lawyers and accountants are involved in overlapping engagements and the legal and accounting issues become intertwined, misunderstandings about the roles and responsibilities of each professional can arise – ultimately leading to serious liability issues. Join our panelists from both the legal and accounting worlds for a full day program focusing on such issues as the role of the accounting expert and consultant, mixed accounting and legal issues (e.g., Going Concern Qualification... More Info

    $225
    6Total Credits
    2 Ethics

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